SEBI Compliance

Comprehensive securities law compliance, takeover regulations, and stock exchange advisory services.

Overview

For listed companies, adherence to the Securities and Exchange Board of India (SEBI) regulations is non-negotiable. The landscape of securities law is highly complex and heavily penalized. Our SEBI compliance services ensure that your disclosures, insider trading regulations, and stock exchange filings are rigorously managed, protecting your company's reputation and stakeholder value.

What We Deliver

  • Compliances under disclosure of Investor Protection guidelines
  • Compliances under Securities Takeover Regulations
  • Compliances under Depositories Act
  • Stock Exchange compliances (BSE/NSE)
  • Revocation of suspension of Listed Companies
  • Insider Trading Regulations compliance

Our Process

1

Compliance Audit

We conduct comprehensive audits of your current adherence to SEBI LODR regulations.

2

Disclosure Management

We prepare and execute timely disclosures of material events to the stock exchanges.

3

Policy Formulation

We draft and review critical internal policies, such as the Code of Conduct for Insider Trading.

4

Regulatory Representation

We act as your liaison and represent you before SEBI or the stock exchanges for dispute resolution or revocation of suspension.

Frequently Asked Questions

What is SEBI LODR?

SEBI (Listing Obligations and Disclosure Requirements) Regulations dictate the mandatory quarterly, half-yearly, and annual compliance filings and disclosures that listed entities must make to the stock exchanges.

What happens if a company violates Insider Trading regulations?

Violations can lead to severe penalties from SEBI, including heavy fines (up to ₹25 crores or 3 times the profit made), disgorgement of profits, and being barred from trading in the securities market.

Can you help lift a trading suspension on the BSE?

Yes, we specialize in identifying the compliance defaults that led to suspension, rectifying the filings, paying the necessary penalties, and coordinating with the exchange to revoke the suspension.

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Expert guidance for your corporate requirements.